The Prime Directive seems to be a core principle of Starfleet and a bedrock philosophy for their interaction with less developed civilizations, yet seems to be violated with remarkable regularity. Has any Captain actually been court-martialed and/or punished for violation?
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2Out of canon, the Star Trek novel "Prime Directive" deals solely with Kirk's court martial and subsequent expulsion from Starfleet for violating the Directive and killing an entire world.– JohnPCommented Apr 15, 2014 at 14:56
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1That seems a rather generous punishment for mass-genocide...– nicodemus13Commented Apr 15, 2014 at 17:15
4 Answers
In-canon the answer is no. Captains usually tread a very fine line of morality before deciding to pull the trigger on violating the Prime Directive.
The closest a serving captain seems to have come is in "Star Trek Into Darkness" where Captain James T. Kirk and First Officer Spock save a planet's inhabitants from an extinction-inducing volcanic eruption but violate the Prime Directive by exposing the Enterprise to the natives. On returning to Earth, Kirk is threatened with a Court martial and loses command of the Enterprise with Kirk demoted to first officer and the rank of Commander.
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5@22ndCenturyFza I think it's best not to get too anxious about things like 'canon'. In the end it's all fiction, so there's very little point in getting worked up over which fictions are more real/less fictional than other fictions.– evilsoupCommented Apr 15, 2014 at 12:39
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11There's no official canon guidelines (unlike Star Wars), but Memory-Alpha's standard for canonicity is "the movies and the TV shows". If you're going to start throwing out specific movies or shows, our agreed standards all dissolve and you can throw out any bits you want, like Neelix's haircut.– PlutorCommented Apr 15, 2014 at 12:59
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2I can't help but point out that unless New Canon has somehow introduced the Prime Directive far, far earlier than it was in the Old Canon, that the Prime Directive did not actually exist until much later in the timeline, as far forward as Kirk's encounter in "A Piece of the Action".– ZibbobzCommented Apr 15, 2014 at 13:33
The only guaranteed way to avoid violating the Prime Directive is to ban space exploration and diplomacy altogether. However, the Prime Directive has done a remarkable job of helping the Federation avoid the type of imperialistic tendencies that human societies have demonstrated throughout our history — especially when contrasted against other galactic powers like the Klingons, Cardassians, Romulans, etc.
Generally, when the Prime Directive is violated (often by subordinates rather than a Starfleet captain), the violations straddle the more morally thorny areas of the Prime Directive: i.e. is it really ethical to allow millions of innocent people to die in favor of allowing "history" to run its natural course? — an argument that suffers from the naturalistic fallacy as well as ignoring the possibility that Starfleet itself is part of the natural system rather than just a neutral observer.
Also, often captains will bend the Prime Directive based on technicalities rather than violating the directive outright, making it easier to justify their actions to Starfleet. (E.g. having the endangered society ask the Starfleet crew for help.)
Another common situation is to prevent or negate the interference by another warp-capable species on a less developed society. There are strong parallels here with Cold War politics, but generally Starfleet captains seem to act on a genuine desire to uphold the underlying principles of the Prime Directive, if not the actual letter of the law. It's akin to a pacifist who believes in non-aggression rather than pure non-violence.
All of this is to say, the Prime Directive is a complex issue with lots of moral and legal grey areas and room for interpretation. And when you take into account Starfleet higher ups like Admiral Ross, who directly aided Section 31 in violating the Prime Directive, it becomes less and less likely that Starfleet captains will be court-martialled every time they save a planet from natural disaster or get seen by a pre-warp civilization or free a shape-shifting space creature from alien captivity.
Of course, they still get reprimanded, no doubt, but the real court-martiallable offenses are situations like The Omega Glory or ST: Insurrection. In the former case, it's almost certain that Captain Tracey was court-martialled as soon as he was brought back to Starfleet. In the latter case, the vice admiral was killed before he could face justice. Starfleet officials who commit less serious offenses would likely only face a board of inquiry, as Captain Janeway alluded to when confronted with her own violation of the Prime Directive in Counterpoint:
Well, let's just say I usually go with my instincts and sort it out later at the board of inquiry.
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When did Admiral Ross’s actions push up against the Prime Directive?– bdeshamCommented Apr 15, 2014 at 13:59
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@bdesham: In Inter Arma Enim Silent Leges, Ross assists Sloan in putting a Federation mole on the Romulan Continuing Committee--which is a major violation of the Prime Directive's rule against interfering with the internal affairs of other societies. Commented Apr 15, 2014 at 18:01
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I had actually thought that the Prime Directive only applied to pre-warp societies, but reading about it on Memory Alpha I realize that you’re right: Section 31’s interference in Romulan affairs was forbidden.– bdeshamCommented Apr 15, 2014 at 18:09
The answer lies in understanding the question, the 'Prime Directive' is just that. It's not a law, rule, etc. A directive is guidance on how to navigate an issue. That it's qualified as being prime means that other directives exist and that this one is of greater importance.
So any action against an individual would be for 'not upholding the spirit of starfleet', 'bringing into disrepute', etc. Not directly for 'dis-obeying the prime directive'.
We know of some captains being on trial: Kirk because of Lt. Finney’s death (who faked it), Picard on the loss of the Stargazer. Both have been cleared of all charges (so no punishment). Michael Edington (not a captain - so probably not answering your question) was tried and found guilty.
Out of universe: if a captain would be found guilty he most certainly would loose his command and we wouldn't see him starring in the series anymore. So if a captain stands trial we can expect that they violated the Prime Directive (giving the circumstances) in a proportional, reasonable way.
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1@Liath: True. The idea of my answer was to say: "No". But I wanted to add a little substance to that ;-)– EinerCommented Apr 15, 2014 at 6:23
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3@Richard: as my copy editor badge demonstrates, that’s what the edit button is for. Commented Apr 15, 2014 at 10:06
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1@pauldwaite - and usually I'd be happy to, except that I'm on my phone– ValorumCommented Apr 15, 2014 at 11:52
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3@Richard - there's a world of difference between "I noticed this has some spelling mistakes, Fixed them for you." and "So. Many. Spelling. Mistakes! Aargh!". Commented Apr 15, 2014 at 14:07